Compliance officer

1 - 10 van 23 voor compliance officer

BasisFormulieren2005
... en door onafhankelijk optredende local compliance officers. zij worden hierbij ondersteund en geadviseerd door gespecialiseerde (groeps)staven (zoals compliance operationeel risico management en interne ... voor een voorgenomen vastgoedtransactie; aangewezen personen melden verrichte transacties aan de compliance officer(s). zie voor de volledige tekst van deze richtlijn snsnreaal.nl corporate ...
asnbank.nl

3417_ASN duurzaam
... aanvaardt en daarna direct toegepast door de duurzaamheidanalisten. afdeling automatisering 18 compliance streeft naar kwalitatief hoogwaardige dienstverlening. dit is alleen mogelijk haar medewerkers integer ... van wet- en regelgeving en interne richtlijnen. de compliance officer onafhan- kelijke functie binnen rapporteert direct aan de compliance officer van de sns reaal groep. integriteit op ...
asnbank.nl meer van deze site

Teb Nv
... price-sensitive or confidential information to the compliance officer; and insider is bound to supply all necessary information to the compliance officer. the compliance officer monitors how staff members deal with ... insiders are obliged to report their private security transactions to the compliance officer. the compliance officer checks if there is a conflict of business and private interests and ...
tebnv.nl

Layout 1
... compliance officers, one a member of the management board. one compliance officer is responsible for matters relating to supervision of the code of conduct; the other deals with issues involving prudent supervision. compliance officers work together on a regular basis.their aim is to ensure compliance with current regulations in order to ...
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ATbank compleet 2009.indd
... various financial reporting related issues, reports of internal control, internal auditor, external auditor, compliance officer and the board of managing directors. the following members of the supervisory ... from clients and counterparties. reputation and compliance risk to minimize reputation risk, the bank assigns high priority to meeting integrity compliance re- quirements in relation to client ...
atbank.nl

ar2001.pdf
... .the executive director financial control reporting, the manager internal audit department and the compliance officer are the members of the rmc.the rmc is directly reporting to the ... the bank's compliance officer monitors compliance with the internal standards, rules and code of conducts and monitors rectifications of detected deficiencies and control failures.in 2001 a compliance training program ...
garantibank.nl

03/8139_Jaarverslag binnen 2002
... inadequate compliance with obligations under private,administrative, tax or criminal law,from inadequate compliance with the regulations and reporting requirements of supervisory authorities and from inadequate compliance ... good reputation in the markets within which it operates.the bank's compliance officer monitors compliance with the internal standards,rules and codes of conduct,and the execu ...
garantibank.nl meer van deze site

untitled
... basis without fear of retaliation. compliance and reporting triodos bank places high value on compliance with our business principles. senior and middle management monitor compliance, and appropriate measures are ... and must report to the executive board. serious incidents are reported to the compliance officer at international level. our performance against our business principles is reported in both ...
triodos.nl

Regeling Prive Beleggingstransacties doc pdf
... compliance officer verstrekt; en iii) op eerste verzoek van de compliance officer gegevens betreffende de prive-transacties die op grond van de overeenkomst zijn verricht zal overleggen; e) de compliance officer ... , is hij gehouden compliance officer in te winnen. de compliance officer is bevoegd medewerker bindende uitspraak te doen. tegen de uitspraak van de compliance officer kan de medewerker ...
frieslandbank.nl

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