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1 - 9 van 9 voor compliance officer
ar2001.pdf
... .the executive director financial control reporting, the manager internal audit department and the compliance officer are the members of the rmc.the rmc is directly reporting to the ... the bank's compliance officer monitors compliance with the internal standards, rules and code of conducts and monitors rectifications of detected deficiencies and control failures.in 2001 a compliance training program ...
garantibank.nl
03/8139_Jaarverslag binnen 2002
... inadequate compliance with obligations under private,administrative, tax or criminal law,from inadequate compliance with the regulations and reporting requirements of supervisory authorities and from inadequate compliance ... good reputation in the markets within which it operates.the bank's compliance officer monitors compliance with the internal standards,rules and codes of conduct,and the execu ...
garantibank.nl
Gar.Jaarversl.2005 OS 01
... compliance procedures. internal communication sessions support the proper understanding and effective compliance of these external and internal requirements. within gbi, an independent compliance officer function is established. the compliance officer ... procedures.the compliance officer reports to the managing board and the audit committee on new developments.the review of actual compliance with ...
garantibank.nl
20100608114036__risk2009.pdf
... under various levels within the organization. the supervisory board and the chief executive officer have overall responsibility for the capital management at gbi. the supervisory board audit ... (alco) for market and liquidity risks, legal committee for legal risk and compliance committee for compliance integrity risks. internal audit services department (iad) is responsible for the monitoring ...
garantibank.nl
20100609140407 GBI AnnualReport2009 pdf
... 2002 2012 name year of birth position membership since b. ate 1963 chief executive officer 2000 m.p. padberg 1954 managing director report of the supervisory board plenary meeting ... committee (alco) for market and liquidity risks, the legal committee for legal risk, compliance committee for compliance risks and the complaint committee. internal audit department is responsible for the monitoring ...
garantibank.nl
ar2008.pdf
... our international clients where all have been served by a dedicated separate account officer and internet facilities.speed and accuracy,combined with a pure and simple approach ... gbi's policies and specifically designed integrity and compliance procedures.internal communication sessions support the proper understanding and effective compliance of these external and internal requirements. all legal ...
garantibank.nl
ar2007.pdf
... of the following members name age position since b.ates 44 chief executive officer 2000 m.p.padberg 53 managing director 1993 supervisory board activities and ... and the needs of business lines.rmd also coordinates all the efforts for compliance of the bank's risk managementpoliciesandpracticeswithbaselprinciplesandthefinancialsupervisionact(fsa,wetophetfinancialtoezicht wft). market risk gbi assumes ...
garantibank.nl
risk2008.pdf
... effort under various levels within the organization. the supervisory board and the chief executive officer have overall responsibility for the capital management at gbi. the audit and risk ... committee (alco) for market and liquidity risks, legal committee for legal risk and compliance committee for compliance integrity risks. the audit committee of the supervisory board is the ultimate responsible ...
garantibank.nl
20120427164248__GBI Annual Report 2011.pdf
... accountants n.v. who issued an unqualified opinion dated 22 march 2012. in compliance with the provisions of the articles of association of garantibank international n.v., ... officer. supervisory board subcommittee meetings while retaining overall responsibility, the supervisory board assigns certain tasks to three permanent committees the audit and risk management committee (in which compliance ...
garantibank.nl
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