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1 - 5 van 5 voor responsible way
Teb Nv
... that may be encountered during the operational lifecycle. the bank's compliance officers are responsible for identifying and implementing applicable laws and regulations and advising staff members on ... from persons and countries through the ncct, european sanction and ofac list by way of an automated filtering application (safewatch). if irregularities are identified, suspicious transactions are ...
tebnv.nl
untitled
... between the trade date and the settlement date are accounted for in the same way as the acquired assets. 3.9. offsetting financial instruments financial assets and liabilities are ... structure the management board is ultimately responsible for the identification and control of the risks; however there are separate independent bodies which are responsible from the management and monitoring of ...
tebnv.nl
Microsoft Word - Sample - Account Opening Form _incl KYC Form_ _2_ _3_.doc
... apply to the representative in connection with the execution of his representation. the customer is responsible for the compliance with the above by his representative and shall ensure that the customer ... 's debt to the customer or recovery being sought from such debt in any other way, or in the event that a restricted right is created thereon or the customer assigns ...
tebnv.nl
Microsoft Word - MBreport2010-08-04Final _final_.doc
... from persons and countries through the ncct, european sanction and ofac lists by way of an automated filtering application (safewatch). if irregularities are identified, suspicious transactions are ... is followed up and reported to compliance function. operations the operations department is responsible for all loan and deposit bookings, incoming and outgoing customer payment transactions, foreign ...
tebnv.nl
TEB NV Management Board Report 2011.pdf
... compliance risk through a dedicated separate process. the compliance and internal control departments, responsible for various components of operational and compliance related risks, pay the utmost ... from persons and countries through the ncct, european sanction and ofac lists by way of an automated filtering application (safewatch). if irregularities are identified, suspicious transactions ...
tebnv.nl
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